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FLUX 424B3: Delisting notice

Filed with the SEC on · accession 0001493152-26-051847

FLUX filed a 424B3 (prospectus (offering)) with the SEC on Nov 13, 2026. Flux Power Holdings received a Nasdaq notice on November 9, 2026, stating it no longer complies with the $2.5 million minimum stockholders' equity requirement due to a stockholders' deficit of ($431,000). The stock moved -4.3% by the first close after the filing.

Summary of the filing

Flux Power Holdings received a Nasdaq notice on November 9, 2026, stating it no longer complies with the $2.5 million minimum stockholders' equity requirement due to a stockholders' deficit of ($431,000). The company also obtained an extension from Gibraltar Business Capital to raise at least $4.0 million in equity by December 4, 2026.

For details, click here →How to read a 424B3 →

Key details

Minimum stockholders' equity required by Nasdaq Listing Rule 5550(b)(1)$2.5M
Reported stockholders' deficit as of September 30, 2026-$431K
Required net proceeds from equity raise under Loan and Security Agreement$4.0M
Last reported sale price of common stock on November 12, 2026$0
RegistrantFlux Power Holdings, Inc.
Listing exchange issuing delisting noticeThe NASDAQ Stock Market LLC
Lender extending equity raise deadlineGibraltar Business Capital, LLC
Resale shareholder under common stock purchase agreementRoth Principal Investments, LLC

How FLUX stock reacted

Close before

$0.32

Nov 12, 2026

First close after

-4.33%

$0.31

5 trading days

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Since filing

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Frequently asked questions

What did FLUX file with the SEC on Nov 13, 2026?

FLUX filed a 424B3 (Delisting notice). Flux Power Holdings received a Nasdaq notice on November 9, 2026, stating it no longer complies with the $2.5 million minimum stockholders' equity requirement due to a stockholders' deficit of ($431,000). The company also obtained an extension from Gibraltar Business Capital to raise at least $4.0 million in equity by December 4, 2026.

What does a delisting notice mean for FLUX stock?

The stock often falls sharply. In a Chapter 11 reorganization existing shares are frequently cancelled or heavily diluted; in Chapter 7 the company is liquidated and shareholders are paid last, usually nothing.

How do I read a 424B3?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B3 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did FLUX stock react to this filing?

FLUX closed at $0.32 before the filing and $0.31 on Nov 13, 2026 (-4.33%).

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