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FLUX 424B3: Shelf registration

Flux Power Holdings

Filed with the SEC on · accession 0001493152-26-051037

FLUX filed a 424B3 (prospectus (offering)) with the SEC on Nov 10, 2026. Flux Power Holdings filed a prospectus supplement (424B3) updating its S-1 resale registration for up to 38,461,538 shares of common stock issuable to Roth Principal Investments under a Common Stock Purchase Agreement. The stock moved -6.8% by the first close after the filing.

Summary of the filing

Flux Power Holdings filed a prospectus supplement (424B3) updating its S-1 resale registration for up to 38,461,538 shares of common stock issuable to Roth Principal Investments under a Common Stock Purchase Agreement. The supplement incorporates the company's Form 10-Q for the quarter ended September 30, 2026.

For details, click here →How to read a 424B3 →

Key details

Maximum shares of common stock offered for resale by Roth Principal Investmentsshares 38.5M
Last reported sale price of common stock on November 9, 2026$0
Shares of common stock outstanding as of October 30, 2026shares 22.0M
IssuerFlux Power Holdings, Inc.
Resale shareholder / purchaser under common stock purchase agreementRoth Principal Investments, LLC

How FLUX stock reacted

Close before

$0.36

Nov 9, 2026

First close after

-6.81%

$0.34

5 trading days

—

Since filing

-14.40%

$0.31

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Frequently asked questions

What did FLUX file with the SEC on Nov 10, 2026?

FLUX filed a 424B3 (Shelf registration). Flux Power Holdings filed a prospectus supplement (424B3) updating its S-1 resale registration for up to 38,461,538 shares of common stock issuable to Roth Principal Investments under a Common Stock Purchase Agreement. The supplement incorporates the company's Form 10-Q for the quarter ended September 30, 2026.

What does a shelf registration mean for FLUX stock?

New shares dilute existing holders and are often sold at a discount to the market price.

How do I read a 424B3?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B3 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did FLUX stock react to this filing?

FLUX closed at $0.36 before the filing and $0.34 on Nov 10, 2026 (-6.81%).

Other FLUX SEC filings

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