FLUX 8-K: Delisting notice

Filed with the SEC on · accession 0001493152-26-051839

FLUX filed a 8-K (current report) with the SEC on Nov 13, 2026. Flux Power Holdings received a Nasdaq notice that it no longer complies with the $2.5 million stockholders' equity requirement due to a ($431,000) stockholders' deficit, and separately obtained an extension from its lender Gibraltar Business Capital to raise at least $4.0 million in equity by… The stock moved -4.3% by the first close after the filing.

Summary of the filing

Flux Power Holdings received a Nasdaq notice that it no longer complies with the $2.5 million stockholders' equity requirement due to a ($431,000) stockholders' deficit, and separately obtained an extension from its lender Gibraltar Business Capital to raise at least $4.0 million in equity by December 4, 2026.

Key details

Stockholders' deficit as of September 30, 2026-$431K
Minimum stockholders' equity required by Nasdaq Listing Rule 5550(b)(1)$2.5M
Minimum net proceeds required from equity raise under loan agreement$4.0M
RegistrantFlux Power Holdings, Inc.
Listing exchange issuing noncompliance noticeThe NASDAQ Stock Market LLC
Lender extending equity raise deadlineGibraltar Business Capital, LLC

How FLUX stock reacted

Close before

$0.32

Nov 12, 2026

First close after

-4.33%

$0.31

5 trading days

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Since filing

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Frequently asked questions

What did FLUX file with the SEC on Nov 13, 2026?

FLUX filed a 8-K (Delisting notice). Flux Power Holdings received a Nasdaq notice that it no longer complies with the $2.5 million stockholders' equity requirement due to a ($431,000) stockholders' deficit, and separately obtained an extension from its lender Gibraltar Business Capital to raise at least $4.0 million in equity by December 4, 2026.

What does a delisting notice mean for FLUX stock?

The stock often falls sharply. In a Chapter 11 reorganization existing shares are frequently cancelled or heavily diluted; in Chapter 7 the company is liquidated and shareholders are paid last, usually nothing.

How do I read a 8-K?

A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

How did FLUX stock react to this filing?

FLUX closed at $0.32 before the filing and $0.31 on Nov 13, 2026 (-4.33%).

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