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FLUX 424B3: Executive departure

Filed with the SEC on · accession 0001493152-26-042425

FLUX filed a 424B3 (prospectus (offering)) with the SEC on Sep 11, 2026. The final terms of an offering of shares or bonds. The stock moved +0.4% by the first close after the filing.

Summary of the filing

Flux Power Holdings' COO Jeff Mason resigned effective September 25, 2026, and will receive a $5,000 separation payment.

For details, click here →How to read a 424B3 →

Key details

Separation payment to Jeff Mason$5K
Maximum shares offered under prospectus supplement$38.5M
IssuerFlux Power Holdings, Inc.
InvestorRoth Principal Investments, LLC
Chief operating officerJeff Mason

How FLUX stock reacted

Close before

$0.57

Sep 10, 2026

First close after

+0.38%

$0.57

5 trading days

-2.97%

$0.55

Since filing

-45.93%

$0.31

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Frequently asked questions

What did FLUX file with the SEC on Sep 11, 2026?

FLUX filed a 424B3 (Executive departure). Flux Power Holdings' COO Jeff Mason resigned effective September 25, 2026, and will receive a $5,000 separation payment.

What does a executive departure mean for FLUX stock?

Not always. A planned retirement with a successor is usually calm; a sudden departure “effective immediately”, especially of a CFO or near results, often worries investors.

How do I read a 424B3?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B3 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did FLUX stock react to this filing?

FLUX closed at $0.57 before the filing and $0.57 on Sep 11, 2026 (+0.38%). Five trading days later: $0.55 (-2.97%).

Other FLUX SEC filings

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