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FLUX 424B3: Secondary offering

Flux Power Holdings

Filed with the SEC on · accession 0001493152-26-043367

FLUX filed a 424B3 (prospectus (offering)) with the SEC on Sep 18, 2026. The final terms of an offering of shares or bonds. The stock moved -0.8% by the first close after the filing.

Summary of the filing

Flux Power Holdings filed a prospectus supplement for the resale of up to 38,461,538 shares of common stock by Roth Principal Investments, and disclosed a loan amendment requiring at least $4 million in equity proceeds within 50 days.

For details, click here →How to read a 424B3 →

Key details

Maximum shares offered for resale$38.5M
Last reported sale price per share$1
Minimum equity proceeds required under loan amendment$4.0M
Amendment fee to lender$135K
IssuerFlux Power Holdings, Inc.
Selling stockholderRoth Principal Investments, LLC
LenderGibraltar Business Capital, LLC

How FLUX stock reacted

Close before

$0.55

Sep 17, 2026

First close after

-0.81%

$0.55

5 trading days

-16.70%

$0.46

Since filing

-44.27%

$0.31

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Frequently asked questions

What did FLUX file with the SEC on Sep 18, 2026?

FLUX filed a 424B3 (Secondary offering). Flux Power Holdings filed a prospectus supplement for the resale of up to 38,461,538 shares of common stock by Roth Principal Investments, and disclosed a loan amendment requiring at least $4 million in equity proceeds within 50 days.

What does a secondary offering mean for FLUX stock?

New shares dilute existing holders and are often sold at a discount to the market price.

How do I read a 424B3?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B3 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did FLUX stock react to this filing?

FLUX closed at $0.55 before the filing and $0.55 on Sep 18, 2026 (-0.81%). Five trading days later: $0.46 (-16.70%).

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