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NMR 424B2: Shelf registration

Nomura America Finance, LLC

Filed with the SEC on · accession 0001104659-26-122528

NMR filed a 424B2 (prospectus (offering)) with the SEC on Nov 4, 2026. The final terms of an offering of shares or bonds. The stock moved +3.4% by the first close after the filing.

Summary of the filing

Nomura America Finance, LLC filed a pricing supplement for a $1,000 per note offering of buffered notes with maximum return linked to the S&P 500 Index, due December 6, 2027, fully guaranteed by Nomura Holdings, Inc.

For details, click here →How to read a 424B2 →

Key details

Principal amount per note$1K
Maximum return$0
Buffer value percentage of initial value$1
Agent's commission per note (up to)$0
IssuerNomura America Finance, LLC
GuarantorNomura Holdings, Inc.
Distribution agent and calculation agentNomura Securities International, Inc.
Trustee, paying agent, transfer agentDeutsche Bank Trust Company Americas

How NMR stock reacted

Close before

$9.47

Nov 3, 2026

First close after

+3.38%

$9.79

5 trading days

—

Since filing

-0.11%

$9.46

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Frequently asked questions

What did NMR file with the SEC on Nov 4, 2026?

NMR filed a 424B2 (Shelf registration). Nomura America Finance, LLC filed a pricing supplement for a $1,000 per note offering of buffered notes with maximum return linked to the S&P 500 Index, due December 6, 2027, fully guaranteed by Nomura Holdings, Inc.

What does a shelf registration mean for NMR stock?

New shares dilute existing holders and are often sold at a discount to the market price.

How do I read a 424B2?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B2 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did NMR stock react to this filing?

NMR closed at $9.47 before the filing and $9.79 on Nov 4, 2026 (+3.38%).

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