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NMR 424B2: SEC filing

Filed with the SEC on · accession 0001104659-26-121950

NMR filed a 424B2 (prospectus (offering)) with the SEC on Nov 3, 2026. Nomura America Finance, LLC priced an offering of redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq-100, Russell 2000, and EURO STOXX 50 indices, due November 8, 2029, with quarterly contingent coupons of at least 2.6375% (10.55% per annum) and full principal… The stock moved -1.0% by the first close after the filing.

Summary of the filing

Nomura America Finance, LLC priced an offering of redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq-100, Russell 2000, and EURO STOXX 50 indices, due November 8, 2029, with quarterly contingent coupons of at least 2.6375% (10.55% per annum) and full principal exposure to declines beyond 45% in the least performing index.

For details, click here →How to read a 424B2 →

Key details

Principal amount of notes offered$0
Contingent coupon per $1,000 principal amount$26
Estimated value per $1,000 principal amount (low end)$951
Estimated value per $1,000 principal amount (high end)$981
IssuerNomura America Finance, LLC
GuarantorNomura Holdings, Inc.
Distribution agentNomura Securities International, Inc.

How NMR stock reacted

Close before

$9.57

Nov 2, 2026

First close after

-1.04%

$9.47

5 trading days

—

Since filing

-1.15%

$9.46

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Frequently asked questions

What did NMR file with the SEC on Nov 3, 2026?

NMR filed a 424B2 (SEC filing). Nomura America Finance, LLC priced an offering of redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq-100, Russell 2000, and EURO STOXX 50 indices, due November 8, 2029, with quarterly contingent coupons of at least 2.6375% (10.55% per annum) and full principal exposure to declines beyond 45% in the least performing index.

How do I read a 424B2?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B2 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did NMR stock react to this filing?

NMR closed at $9.57 before the filing and $9.47 on Nov 3, 2026 (-1.04%).

Other NMR SEC filings

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