Stocks/NMR/Filings & Earnings

NMR SEC Filings, Earnings & Splits

Key events from SEC filings, earnings beat/miss history, stock split records, and share float data for NMR.

What are NMR's recent SEC filings?

424B2 · Shelf RegistrationNov 9, 2026

Nomura America Finance, LLC priced an offering of autocallable memory coupon barrier notes due May 17, 2028, linked to the least performing of SPY and QQQ, fully guaranteed by Nomura Holdings, Inc. The notes pay a quarterly contingent coupon of at least 2.7125% (10.85% per annum) and are callable quarterly beginning February 2027.

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Principal amount of notes offered: $0, Price to public per note: $1000, Agent's commission per note (up to): $15, Proceeds to issuer per note (at least): $985, Estimated value per $1,000 principal amount (low end): $950.4, Estimated value per $1,000 principal amount (high end): $980.4, Quarterly contingent coupon per $1,000 principal amount (at least): $27.125
424B2 · Shelf RegistrationNov 6, 2026

Nomura America Finance, LLC filed a 424B2 prospectus supplement under an existing F-3 shelf registration (File No. 333-297506). The filing is an XBRL fee exhibit submission with no specific offering terms disclosed in the provided text.

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424B2 · OtherNov 6, 2026

Nomura America Finance, LLC priced an offering of buffered notes with maximum return linked to the Russell 2000 Index, due December 9, 2027, guaranteed by Nomura Holdings, Inc.

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Principal amount: $0, Price to public per note: $1000, Agent's commission per note (up to): $2.5, Proceeds to issuer per note (at least): $997.5, Estimated value per note (low): $961.7, Estimated value per note (high): $991.7
6-K · OtherNov 6, 2026

Nomura Holdings filed a Form 6-K furnishing a supplement to its financial highlights for the six months ended September 30, 2026, reporting net revenue of 1,294.2 billion yen (up 24.6% year-over-year) and net income attributable to shareholders of 249.3 billion yen.

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Net revenue for the six months ended September 30, 2026: $1294.2B, Non-interest expenses for the six months ended September 30, 2026: $934.7B, Income before income taxes for the six months ended September 30, 2026: $359.5B, Net income attributable to NHI shareholders for the six months ended September 30, 2026: $249.3B, Total assets as of September 30, 2026: $67500.0B, Total liabilities as of September 30, 2026: $63600.0B, Total equity as of September 30, 2026: $3900.0B, Total NHI shareholders' equity as of September 30, 2026: $3800.0B, Tier 1 Capital as of September 30, 2026: $3701.0B, Tier 2 Capital as of September 30, 2026: $236.0B, Total Capital as of September 30, 2026: $3937.0B, Risk weighted assets as of September 30, 2026: $25499.0B, Value at risk as of September 30, 2026: $6.4B
424B2 · Shelf RegistrationNov 5, 2026

Nomura America Finance, LLC filed a 424B2 prospectus supplement under an existing F-3 shelf registration (File No. 333-297506) covering an offering of securities. The filing includes an exhibit of filing fees but does not disclose specific offering terms in the provided text.

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424B2 · OtherNov 5, 2026

Nomura America Finance, LLC priced an offering of redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq-100, S&P 500, and Russell 2000 indices, due November 15, 2028, guaranteed by Nomura Holdings, Inc.

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Principal amount per note: $1000, Agent's commission per note (up to): $15, Contingent coupon per $1,000 principal amount (at least): $25.625
424B2 · Shelf RegistrationNov 5, 2026

Nomura America Finance, LLC filed a 424B2 prospectus supplement under an existing F-3 shelf registration (File No. 333-297506) covering an offering of securities. The filing includes an exhibit of filing fees but does not disclose specific offering terms in the extracted text.

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424B2 · Shelf RegistrationNov 4, 2026

Nomura America Finance, LLC filed a pricing supplement for a $1,000 per note offering of buffered notes with maximum return linked to the S&P 500 Index, due December 6, 2027, fully guaranteed by Nomura Holdings, Inc.

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Principal amount per note: $1000, Maximum return: $0.087, Buffer value percentage of initial value: $0.7, Agent's commission per note (up to): $0.005
424B2 · OtherNov 3, 2026

Nomura America Finance, LLC priced an offering of redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Nasdaq-100, and Russell 2000 indices, due November 8, 2029, guaranteed by Nomura Holdings, Inc.

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Estimated value per $1,000 principal amount (low end): $959.5, Estimated value per $1,000 principal amount (high end): $989.5, Agent's commission per note (max): $0.4
424B2 · Shelf RegistrationNov 3, 2026

Nomura America Finance, LLC filed a 424B2 prospectus supplement under an existing shelf registration (Form F-3) for an offering of securities. The filing is an XBRL fee exhibit submission and does not disclose specific offering terms.

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No stock splits are recorded for NMR.

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© SEPT Investing. Filing summaries are extracted automatically from SEC filings and may contain errors. Always verify with official SEC EDGAR filings. Trading involves risk.