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PFFL 424B2: Shelf registration

UBS AG

Filed with the SEC on · accession 0001839882-26-056458

PFFL filed a 424B2 (prospectus (offering)) with the SEC on Nov 13, 2026. UBS AG filed a preliminary pricing supplement (424B2) for Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of Broadcom, Palo Alto Networks, and AMD common stocks, due November 2029. The stock moved -8.1% by the first close after the filing.

Summary of the filing

UBS AG filed a preliminary pricing supplement (424B2) for Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of Broadcom, Palo Alto Networks, and AMD common stocks, due November 2029. The notes offer contingent coupons and automatic call features, with principal at risk if any underlying falls below its downside threshold.

For details, click here →How to read a 424B2 →

Key details

IssuerUBS AG
Underlying assetBroadcom Inc.
Underlying assetPalo Alto Networks, Inc.
Underlying assetAdvanced Micro Devices, Inc.

How PFFL stock reacted

Close before

$6.52

Nov 12, 2026

First close after

-8.13%

$5.99

5 trading days

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Since filing

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Frequently asked questions

What did PFFL file with the SEC on Nov 13, 2026?

PFFL filed a 424B2 (Shelf registration). UBS AG filed a preliminary pricing supplement (424B2) for Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of Broadcom, Palo Alto Networks, and AMD common stocks, due November 2029. The notes offer contingent coupons and automatic call features, with principal at risk if any underlying falls below its downside threshold.

What does a shelf registration mean for PFFL stock?

New shares dilute existing holders and are often sold at a discount to the market price.

How do I read a 424B2?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B2 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did PFFL stock react to this filing?

PFFL closed at $6.52 before the filing and $5.99 on Nov 13, 2026 (-8.13%).

Other PFFL SEC filings

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