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PFFL 424B2: SEC filing

Filed with the SEC on · accession 0001839882-26-056389

PFFL filed a 424B2 (prospectus (offering)) with the SEC on Nov 13, 2026. UBS AG priced $957,000 of Trigger Callable Contingent Yield Notes due October 17, 2028, linked to the least performing of the Nasdaq-100 Technology Sector Index and the Russell 2000 Index. The stock moved -8.1% by the first close after the filing.

Summary of the filing

UBS AG priced $957,000 of Trigger Callable Contingent Yield Notes due October 17, 2028, linked to the least performing of the Nasdaq-100 Technology Sector Index and the Russell 2000 Index. The notes pay contingent coupons and are callable by UBS after 3 months, with principal at risk if any underlying asset falls below its downside threshold.

For details, click here →How to read a 424B2 →

Key details

Aggregate principal amount of notes offered$957K
IssuerUBS AG

How PFFL stock reacted

Close before

$6.52

Nov 12, 2026

First close after

-8.13%

$5.99

5 trading days

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Since filing

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Frequently asked questions

What did PFFL file with the SEC on Nov 13, 2026?

PFFL filed a 424B2 (SEC filing). UBS AG priced $957,000 of Trigger Callable Contingent Yield Notes due October 17, 2028, linked to the least performing of the Nasdaq-100 Technology Sector Index and the Russell 2000 Index. The notes pay contingent coupons and are callable by UBS after 3 months, with principal at risk if any underlying asset falls below its downside threshold.

How do I read a 424B2?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B2 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did PFFL stock react to this filing?

PFFL closed at $6.52 before the filing and $5.99 on Nov 13, 2026 (-8.13%).

Other PFFL SEC filings

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