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NVS 6-K: SEC filing

Novartis Capital Corporation

Filed with the SEC on · accession 0001104659-26-126289

NVS filed a 6-K (foreign company report) with the SEC on Nov 12, 2026. Novartis Capital Corporation issued $5.5 billion in aggregate principal amount of guaranteed notes across four tranches (2029, 2032, 2034, and 2037 maturities), guaranteed by Novartis AG.

Summary of the filing

Novartis Capital Corporation issued $5.5 billion in aggregate principal amount of guaranteed notes across four tranches (2029, 2032, 2034, and 2037 maturities), guaranteed by Novartis AG. The filing is for incorporation of related documents into Novartis's existing Form F-3 registration statement.

For details, click here →How to read a 6-K →

Key details

Aggregate principal amount of 4.900% Notes due 2029$500.0M
Aggregate principal amount of 5.200% Notes due 2032$1.5B
Aggregate principal amount of 5.300% Notes due 2034$1.8B
Aggregate principal amount of 5.500% Notes due 2037$1.8B
Total aggregate principal amount of notes issued$5.5B
Parent guarantor and registrantNovartis AG
Issuer of the notesNovartis Capital Corporation
Underwriter representativeBarclays Capital Inc.
Underwriter representativeBofA Securities, Inc.
Underwriter representativeGoldman Sachs & Co. LLC
Underwriter representativeSG Americas Securities, LLC
Special u.s. counselDavis Polk & Wardwell LLP
Special swiss counselAdvestra AG
Authorized signatory, novartis agDaniel Weiss

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Frequently asked questions

What did NVS file with the SEC on Nov 12, 2026?

NVS filed a 6-K (SEC filing). Novartis Capital Corporation issued $5.5 billion in aggregate principal amount of guaranteed notes across four tranches (2029, 2032, 2034, and 2037 maturities), guaranteed by Novartis AG. The filing is for incorporation of related documents into Novartis's existing Form F-3 registration statement.

How do I read a 6-K?

How foreign companies listed in the US report news and events — like an 8-K for them. Look at the exhibit names: "results", "resign", "notice" tell you the topic. Many 6-Ks are routine (meeting notices); results and leadership changes matter most.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 6-K (foreign company report): How foreign companies listed in the US report news and events — like an 8-K for them.

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