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NVS 424B5: Shelf registration

Novartis Capital Corporation, guaranteed by Novartis AG

Filed with the SEC on · accession 0001104659-26-124201

NVS filed a 424B5 (prospectus (offering)) with the SEC on Nov 9, 2026. Novartis Capital Corporation, guaranteed by Novartis AG, filed a preliminary prospectus supplement for a multi-tranche senior notes offering with maturities in 2029, 2032, 2034, and 2037. The stock moved +0.7% by the first close after the filing.

Summary of the filing

Novartis Capital Corporation, guaranteed by Novartis AG, filed a preliminary prospectus supplement for a multi-tranche senior notes offering with maturities in 2029, 2032, 2034, and 2037. The offering amounts, interest rates, and pricing terms are left blank pending completion.

For details, click here →How to read a 424B5 →

Key details

IssuerNovartis Capital Corporation
GuarantorNovartis AG
Joint book-running managerBarclays
Joint book-running managerBofA Securities
Joint book-running managerGoldman Sachs & Co. LLC
Joint book-running managerSociete Generale

How NVS stock reacted

Close before

$162.55

Nov 6, 2026

First close after

+0.70%

$163.69

5 trading days

—

Since filing

-1.41%

$160.25

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Frequently asked questions

What did NVS file with the SEC on Nov 9, 2026?

NVS filed a 424B5 (Shelf registration). Novartis Capital Corporation, guaranteed by Novartis AG, filed a preliminary prospectus supplement for a multi-tranche senior notes offering with maturities in 2029, 2032, 2034, and 2037. The offering amounts, interest rates, and pricing terms are left blank pending completion.

What does a shelf registration mean for NVS stock?

New shares dilute existing holders and are often sold at a discount to the market price.

How do I read a 424B5?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B5 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did NVS stock react to this filing?

NVS closed at $162.55 before the filing and $163.69 on Nov 9, 2026 (+0.70%).

Other NVS SEC filings

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