MS 424B2: SEC filing

Morgan Stanley Finance LLC

Filed with the SEC on Nov 6, 2026 · accession 0001839882-26-055293

MS filed a 424B2 (prospectus (offering)) with the SEC on Nov 6, 2026. Morgan Stanley Finance LLC issued a preliminary pricing supplement for $1,000 face amount market-linked securities linked to a basket of three indices and two ETFs, due November 21, 2031, with leveraged upside participation capped at a minimum 63.75% return and 1-to-1 downside exposure beyond a 30%…

Summary of the filing

Morgan Stanley Finance LLC issued a preliminary pricing supplement for $1,000 face amount market-linked securities linked to a basket of three indices and two ETFs, due November 21, 2031, with leveraged upside participation capped at a minimum 63.75% return and 1-to-1 downside exposure beyond a 30% buffer.

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Key details

Face amount per security$1K

Agent's commission per security$39

Proceeds to issuer per security$961

Estimated value per security$942

Maximum maturity payment per security (minimum)$2K

IssuerMorgan Stanley Finance LLC

GuarantorMorgan Stanley

Agent/underwriterWells Fargo Securities, LLC

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Frequently asked questions

What did MS file with the SEC on Nov 6, 2026?

MS filed a 424B2 (SEC filing). Morgan Stanley Finance LLC issued a preliminary pricing supplement for $1,000 face amount market-linked securities linked to a basket of three indices and two ETFs, due November 21, 2031, with leveraged upside participation capped at a minimum 63.75% return and 1-to-1 downside exposure beyond a 30% buffer.

How do I read a 424B2?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B2 (prospectus (offering)): The final terms of an offering of shares or bonds.

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