MS 424B2: SEC filing

Filed with the SEC on · accession 0001839882-26-055179

MS filed a 424B2 (prospectus (offering)) with the SEC on Nov 5, 2026. Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, is offering Callable Contingent Income Securities due May 15, 2028, linked to the performance of Palantir Technologies Inc. Class A common stock. The stock moved -5.9% by the first close after the filing.

Summary of the filing

Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, is offering Callable Contingent Income Securities due May 15, 2028, linked to the performance of Palantir Technologies Inc. Class A common stock. The securities are principal-at-risk, pay contingent coupons only if the underlier meets the coupon barrier, and may be redeemed early based on a risk-neutral valuation model.

Key details

Stated principal amount per security$1K
Estimated value on pricing date per security$961
IssuerMorgan Stanley Finance LLC
GuarantorMorgan Stanley
Underlier reference stockPalantir Technologies Inc.
AgentMorgan Stanley & Co. LLC

How MS stock reacted

Close before

$193.97

Nov 4, 2026

First close after

-5.94%

$182.44

5 trading days

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Since filing

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Frequently asked questions

What did MS file with the SEC on Nov 5, 2026?

MS filed a 424B2 (SEC filing). Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, is offering Callable Contingent Income Securities due May 15, 2028, linked to the performance of Palantir Technologies Inc. Class A common stock. The securities are principal-at-risk, pay contingent coupons only if the underlier meets the coupon barrier, and may be redeemed early based on a risk-neutral valuation model.

How do I read a 424B2?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B2 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did MS stock react to this filing?

MS closed at $193.97 before the filing and $182.44 on Nov 5, 2026 (-5.94%).

Other MS SEC filings

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