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Stocks/LU/SEC Filings/6-K Nov 9, 2026

LU 6-K: SEC filing

Lufax Holding Ltd

Filed with the SEC on Nov 9, 2026 · accession 0001193125-26-452772

LU filed a 6-K (foreign company report) with the SEC on Nov 9, 2026. How foreign companies listed in the US report news and events — like an 8-K for them. The stock moved -13.1% by the first close after the filing.

Summary of the filing

Lufax Holding Ltd filed a Form 6-K containing an amended monthly return with the Hong Kong Stock Exchange regarding movements in securities for November 2026.

For details, click here →How to read a 6-K →

Key details

RegistrantLufax Holding Ltd
Exchange where monthly return was filedThe Stock Exchange of Hong Kong Limited
Chief financial officerJia Liu

How LU stock reacted

Close before

$9.34

Nov 6, 2026

First close after

-13.06%

$8.12

5 trading days

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Since filing

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Frequently asked questions

What did LU file with the SEC on Nov 9, 2026?

LU filed a 6-K (SEC filing). Lufax Holding Ltd filed a Form 6-K containing an amended monthly return with the Hong Kong Stock Exchange regarding movements in securities for November 2026.

How do I read a 6-K?

How foreign companies listed in the US report news and events — like an 8-K for them. Look at the exhibit names: "results", "resign", "notice" tell you the topic. Many 6-Ks are routine (meeting notices); results and leadership changes matter most.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 6-K (foreign company report): How foreign companies listed in the US report news and events — like an 8-K for them.

How did LU stock react to this filing?

LU closed at $9.34 before the filing and $8.12 on Nov 9, 2026 (-13.06%).

Other LU SEC filings

  • 6-K · Material agreementNov 6, 2026
  • 6-K · SEC filingNov 5, 2026
  • 6-K · SEC filingOct 28, 2026
  • 6-K · SEC filingOct 21, 2026
  • 6-K · Cfo changeOct 16, 2026
  • 6-K · SEC filingOct 14, 2026
  • 6-K · Board changeOct 8, 2026
  • 6-K · SEC filingOct 7, 2026
  • 6-K · Stock splitOct 6, 2026
  • 6-K · SEC filingSep 24, 2026

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Source: SEC EDGAR filing 0001193125-26-452772. The summary and key details are extracted by SEPT from the filing and may contain errors. Price reaction uses daily closing prices. Not financial advice.