LU 6-K: SEC filing

Lufax Holding Ltd

Filed with the SEC on · accession 0001193125-26-448743

LU filed a 6-K (foreign company report) with the SEC on Nov 5, 2026. Lufax Holding Ltd filed a Form 6-K containing its monthly return to the Hong Kong Stock Exchange regarding movements in securities for November 2026. The stock moved +1.4% by the first close after the filing.

Summary of the filing

Lufax Holding Ltd filed a Form 6-K containing its monthly return to the Hong Kong Stock Exchange regarding movements in securities for November 2026. The filing is a routine regulatory disclosure signed by CFO Jia Liu.

Key details

RegistrantLufax Holding Ltd
Exchange where monthly return is filedThe Stock Exchange of Hong Kong Limited
Chief financial officerJia Liu

How LU stock reacted

Close before

$8.51

Nov 4, 2026

First close after

+1.41%

$8.63

5 trading days

—

Since filing

+9.75%

$9.34

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Frequently asked questions

What did LU file with the SEC on Nov 5, 2026?

LU filed a 6-K (SEC filing). Lufax Holding Ltd filed a Form 6-K containing its monthly return to the Hong Kong Stock Exchange regarding movements in securities for November 2026. The filing is a routine regulatory disclosure signed by CFO Jia Liu.

How do I read a 6-K?

How foreign companies listed in the US report news and events — like an 8-K for them. Look at the exhibit names: "results", "resign", "notice" tell you the topic. Many 6-Ks are routine (meeting notices); results and leadership changes matter most.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 6-K (foreign company report): How foreign companies listed in the US report news and events — like an 8-K for them.

How did LU stock react to this filing?

LU closed at $8.51 before the filing and $8.63 on Nov 5, 2026 (+1.41%).

Other LU SEC filings

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