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LSTA S-3: Shelf registration

Lisata Therapeutics

Filed with the SEC on · accession 0001140361-26-043471

LSTA filed a S-3 (shelf registration) with the SEC on Nov 12, 2026. Lisata Therapeutics filed an S-3 registration statement covering the resale of up to 350,498,987 shares of common stock by selling stockholders, including shares issuable upon conversion of Series C Preferred Stock related to a merger and private placement. The stock moved +6.7% by the first close after the filing.

Summary of the filing

Lisata Therapeutics filed an S-3 registration statement covering the resale of up to 350,498,987 shares of common stock by selling stockholders, including shares issuable upon conversion of Series C Preferred Stock related to a merger and private placement. The filing follows stockholder approval of a reverse stock split and is contingent on Nasdaq listing approval and conversion of preferred shares.

For details, click here →How to read a S-3 →

Key details

Maximum shares of common stock registered for resale$350.5M
RegistrantLisata Therapeutics, Inc.
Legal counselMintz Levin Cohn Ferris Glovsky & Popeo, P.C.
Chief executive officerDavid J. Mazzo, Ph.D.

How LSTA stock reacted

Close before

$1.20

Nov 11, 2026

First close after

+6.67%

$1.28

5 trading days

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Since filing

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Frequently asked questions

What did LSTA file with the SEC on Nov 12, 2026?

LSTA filed a S-3 (Shelf registration). Lisata Therapeutics filed an S-3 registration statement covering the resale of up to 350,498,987 shares of common stock by selling stockholders, including shares issuable upon conversion of Series C Preferred Stock related to a merger and private placement. The filing follows stockholder approval of a reverse stock split and is contingent on Nasdaq listing approval and conversion of preferred shares.

What does a shelf registration mean for LSTA stock?

New shares dilute existing holders and are often sold at a discount to the market price.

How do I read a S-3?

Lets the company sell shares or debt later, quickly — a sign more shares may come. Check the maximum amount and compare it with the company’s size. A later "424B" filing shows an actual sale under the shelf.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A S-3 (shelf registration): Lets the company sell shares or debt later, quickly — a sign more shares may come.

How did LSTA stock react to this filing?

LSTA closed at $1.20 before the filing and $1.28 on Nov 12, 2026 (+6.67%).

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