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LSTA 8-K: Board change

Filed with the SEC on · accession 0001140361-26-042818

LSTA filed a 8-K (current report) with the SEC on Nov 9, 2026. At its 2026 annual meeting, Lisata Therapeutics stockholders elected Cynthia L. The stock moved +8.7% by the first close after the filing.

Summary of the filing

At its 2026 annual meeting, Lisata Therapeutics stockholders elected Cynthia L. Flowers and Dr. Ted W. Love as Class I directors, approved the 2026 Equity Incentive Plan and 2026 Employee Stock Purchase Plan, and ratified Grant Thornton LLP as auditor. The meeting was adjourned solely with respect to the Conversion Proposal, which would approve issuance of shares upon conversion of Series C preferred stock representing over 20% of outstanding shares and a change of control.

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Key details

Initial share reserve under 2026 Equity Incentive Planshares 44.8M
Initial share reserve under 2026 Employee Stock Purchase Planshares 3.7M
RegistrantLisata Therapeutics, Inc.
Independent registered public accounting firm ratifiedGrant Thornton LLP
Class i directorCynthia L. Flowers
Class i directorTed W. Love

How LSTA stock reacted

Close before

$1.03

Nov 6, 2026

First close after

+8.74%

$1.12

5 trading days

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Since filing

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Frequently asked questions

What did LSTA file with the SEC on Nov 9, 2026?

LSTA filed a 8-K (Board change). At its 2026 annual meeting, Lisata Therapeutics stockholders elected Cynthia L. Flowers and Dr. Ted W. Love as Class I directors, approved the 2026 Equity Incentive Plan and 2026 Employee Stock Purchase Plan, and ratified Grant Thornton LLP as auditor. The meeting was adjourned solely with respect to the Conversion Proposal, which would approve issuance of shares upon conversion of Series C preferred stock representing over 20% of outstanding shares and a change of control.

What does a board change mean for LSTA stock?

Not always. A planned retirement with a successor is usually calm; a sudden departure “effective immediately”, especially of a CFO or near results, often worries investors.

How do I read a 8-K?

A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

How did LSTA stock react to this filing?

LSTA closed at $1.03 before the filing and $1.12 on Nov 9, 2026 (+8.74%).

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