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HERZ SCHEDULE 13D/A: Insider sale planned

Erik M. Herzfeld

Filed with the SEC on · accession 0001398344-26-019863

HERZ filed a SCHEDULE 13D/A (schedule 13d/a) with the SEC on Nov 10, 2026. Erik M. Herzfeld filed an amended Schedule 13D reporting that accounts he controls sold approximately 20,728 shares of Herzfeld Credit Income Fund common stock in open market transactions between October 26 and November 9, 2026. The stock moved -0.5% by the first close after the filing.

Summary of the filing

Erik M. Herzfeld filed an amended Schedule 13D reporting that accounts he controls sold approximately 20,728 shares of Herzfeld Credit Income Fund common stock in open market transactions between October 26 and November 9, 2026. Following these sales, Herzfeld beneficially owns 611,527 shares, or 31.83% of the outstanding shares.

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Key details

Total shares beneficially owned after salesshares 612K
Shares sold in open market transactions from Oct 26 to Nov 9, 2026shares 21K
Percentage of outstanding shares beneficially ownedpercent 32
IssuerHerzfeld Credit Income Fund, Inc.
President and reporting personErik M. Herzfeld

How HERZ stock reacted

Close before

$13.15

Nov 9, 2026

First close after

-0.46%

$13.09

5 trading days

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Since filing

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Frequently asked questions

What did HERZ file with the SEC on Nov 10, 2026?

HERZ filed a SCHEDULE 13D/A (Insider sale planned). Erik M. Herzfeld filed an amended Schedule 13D reporting that accounts he controls sold approximately 20,728 shares of Herzfeld Credit Income Fund common stock in open market transactions between October 26 and November 9, 2026. Following these sales, Herzfeld beneficially owns 611,527 shares, or 31.83% of the outstanding shares.

How do I read a SCHEDULE 13D/A?

A report the company filed with the SEC (the US market regulator). Start with the summary, then the key amounts and names. Compare it with the company’s earlier filings.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A SCHEDULE 13D/A (schedule 13d/a): A report the company filed with the SEC (the US market regulator).

How did HERZ stock react to this filing?

HERZ closed at $13.15 before the filing and $13.09 on Nov 10, 2026 (-0.46%).

Other HERZ SEC filings

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