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HERZ SCHEDULE 13D/A: Insider sale planned

Thomas J. Herzfeld and affiliated accounts

Filed with the SEC on · accession 0001398344-26-019865

HERZ filed a SCHEDULE 13D/A (schedule 13d/a) with the SEC on Nov 10, 2026. A report the company filed with the SEC (the US market regulator). The stock moved -0.5% by the first close after the filing.

Summary of the filing

Thomas J. Herzfeld and affiliated accounts filed an amended Schedule 13D reporting beneficial ownership of 733,098 shares (38.16%) of Herzfeld Credit Income Fund, following a series of open-market sales of approximately 20,728 shares between October 26 and November 9, 2026.

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Key details

Total shares beneficially owned$733K
Shares owned with sole voting/dispositive power$188K
Shares owned with shared voting/dispositive power (Accounts)$545K
Approximate aggregate value of shares sold (20,728 shares at prices ranging from $13.22 to $14.60)$285K
IssuerHerzfeld Credit Income Fund, Inc.
Reporting person / beneficial ownerThomas J. Herzfeld, et al.
Chairman / reporting personThomas J. Herzfeld

How HERZ stock reacted

Close before

$13.15

Nov 9, 2026

First close after

-0.53%

$13.08

5 trading days

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Since filing

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Frequently asked questions

What did HERZ file with the SEC on Nov 10, 2026?

HERZ filed a SCHEDULE 13D/A (Insider sale planned). Thomas J. Herzfeld and affiliated accounts filed an amended Schedule 13D reporting beneficial ownership of 733,098 shares (38.16%) of Herzfeld Credit Income Fund, following a series of open-market sales of approximately 20,728 shares between October 26 and November 9, 2026.

How do I read a SCHEDULE 13D/A?

A report the company filed with the SEC (the US market regulator). Start with the summary, then the key amounts and names. Compare it with the company’s earlier filings.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A SCHEDULE 13D/A (schedule 13d/a): A report the company filed with the SEC (the US market regulator).

How did HERZ stock react to this filing?

HERZ closed at $13.15 before the filing and $13.08 on Nov 10, 2026 (-0.53%).

Other HERZ SEC filings

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