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GS 424B2: Shelf registration

Goldman Sachs Finance Corp.

Filed with the SEC on · accession 0001193125-26-460177

GS filed a 424B2 (prospectus (offering)) with the SEC on Nov 13, 2026. Goldman Sachs Finance Corp. filed a preliminary pricing supplement for a new offering of leveraged buffered S&P 500 Futures Excess Return Index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes offer 163% upside participation and 50% downside participation with a 40%… The stock moved +0.3% by the first close after the filing.

Summary of the filing

Goldman Sachs Finance Corp. filed a preliminary pricing supplement for a new offering of leveraged buffered S&P 500 Futures Excess Return Index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes offer 163% upside participation and 50% downside participation with a 40% buffer, and do not bear interest.

For details, click here →How to read a 424B2 →

Key details

Estimated value per $1,000 face amount$885
Estimated value per $1,000 face amount (high end)$935
IssuerGoldman Sachs Finance Corp.
GuarantorThe Goldman Sachs Group, Inc.
Calculation agent and underwriterGoldman Sachs & Co. LLC

How GS stock reacted

Close before

$913.60

Nov 12, 2026

First close after

+0.32%

$916.56

5 trading days

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Since filing

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Frequently asked questions

What did GS file with the SEC on Nov 13, 2026?

GS filed a 424B2 (Shelf registration). Goldman Sachs Finance Corp. filed a preliminary pricing supplement for a new offering of leveraged buffered S&P 500 Futures Excess Return Index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes offer 163% upside participation and 50% downside participation with a 40% buffer, and do not bear interest.

What does a shelf registration mean for GS stock?

New shares dilute existing holders and are often sold at a discount to the market price.

How do I read a 424B2?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B2 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did GS stock react to this filing?

GS closed at $913.60 before the filing and $916.56 on Nov 13, 2026 (+0.32%).

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