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GS 424B2: Shelf registration

Goldman Sachs Finance Corp.

Filed with the SEC on · accession 0001193125-26-459777

GS filed a 424B2 (prospectus (offering)) with the SEC on Nov 13, 2026. Goldman Sachs Finance Corp. filed a preliminary pricing supplement for autocallable contingent coupon underlier-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Russell 2000 Index, S&P 500 Index, and Consumer Staples Select Sector SPDR ETF, with… The stock moved +0.3% by the first close after the filing.

Summary of the filing

Goldman Sachs Finance Corp. filed a preliminary pricing supplement for autocallable contingent coupon underlier-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Russell 2000 Index, S&P 500 Index, and Consumer Staples Select Sector SPDR ETF, with potential monthly coupons of 0.8917% and automatic call features.

For details, click here →How to read a 424B2 →

Key details

Estimated value per $1,000 face amount$885
Estimated value per $1,000 face amount (upper bound)$925
Monthly coupon per $1,000 face amount$9
IssuerGoldman Sachs Finance Corp.
GuarantorThe Goldman Sachs Group, Inc.
UnderwriterGoldman Sachs & Co. LLC

How GS stock reacted

Close before

$913.60

Nov 12, 2026

First close after

+0.32%

$916.56

5 trading days

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Since filing

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Frequently asked questions

What did GS file with the SEC on Nov 13, 2026?

GS filed a 424B2 (Shelf registration). Goldman Sachs Finance Corp. filed a preliminary pricing supplement for autocallable contingent coupon underlier-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Russell 2000 Index, S&P 500 Index, and Consumer Staples Select Sector SPDR ETF, with potential monthly coupons of 0.8917% and automatic call features.

What does a shelf registration mean for GS stock?

New shares dilute existing holders and are often sold at a discount to the market price.

How do I read a 424B2?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B2 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did GS stock react to this filing?

GS closed at $913.60 before the filing and $916.56 on Nov 13, 2026 (+0.32%).

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