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Stocks/WHG/SEC Filings/SCHEDULE 13D/A Nov 9, 2026

WHG SCHEDULE 13D/A: Activist campaign

GAMCO Investors, Inc. and affiliated entities

Filed with the SEC on Nov 9, 2026 · accession 0000807249-26-000092

WHG filed a SCHEDULE 13D/A (schedule 13d/a) with the SEC on Nov 9, 2026. A report the company filed with the SEC (the US market regulator). The stock moved +0.4% by the first close after the filing.

Summary of the filing

GAMCO Investors, Inc. and affiliated entities filed an amended Schedule 13D disclosing beneficial ownership of approximately 4.7% of Westwood Holdings Group's common stock, with the reporting group holding a combined position across multiple affiliated funds.

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Key details

Shares beneficially owned by GAMCO Investors, Inc. et al$444K
Shares beneficially owned by Gabelli Funds LLC$103K
Shares beneficially owned by Associated Capital Group, Inc.$187K
Reporting person / beneficial ownerGAMCO Investors, Inc.
Subject companyWestwood Holdings Group Inc
Affiliated reporting personGabelli Funds LLC
Affiliated reporting personAssociated Capital Group, Inc.
Affiliated reporting personGAMCO Asset Management Inc.
Chairman/controlling person of reporting personsMario J. Gabelli

How WHG stock reacted

Close before

$18.63

Nov 6, 2026

First close after

+0.38%

$18.70

5 trading days

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Since filing

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Frequently asked questions

What did WHG file with the SEC on Nov 9, 2026?

WHG filed a SCHEDULE 13D/A (Activist campaign). GAMCO Investors, Inc. and affiliated entities filed an amended Schedule 13D disclosing beneficial ownership of approximately 4.7% of Westwood Holdings Group's common stock, with the reporting group holding a combined position across multiple affiliated funds.

What does a activist campaign mean for WHG stock?

A settlement removes uncertainty; the stock often reacts to whether the amount is bigger or smaller than investors expected.

How do I read a SCHEDULE 13D/A?

A report the company filed with the SEC (the US market regulator). Start with the summary, then the key amounts and names. Compare it with the company’s earlier filings.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A SCHEDULE 13D/A (schedule 13d/a): A report the company filed with the SEC (the US market regulator).

How did WHG stock react to this filing?

WHG closed at $18.63 before the filing and $18.70 on Nov 9, 2026 (+0.38%).

Other WHG SEC filings

  • 8-K · SEC filingNov 5, 2026
  • 10-Q · SEC filingNov 5, 2026
  • SCHEDULE 13G/A · SEC filingOct 27, 2026
  • SCHEDULE 13D/A · Activist campaignAug 12, 2026
  • 10-Q · SEC filingAug 6, 2026
  • 8-K · SEC filingAug 6, 2026
  • 8-K · SEC filingMay 5, 2026
  • 10-Q · SEC filingApr 30, 2026
  • 8-K · SEC filingApr 30, 2026

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Source: SEC EDGAR filing 0000807249-26-000092. The summary and key details are extracted by SEPT from the filing and may contain errors. Price reaction uses daily closing prices. Not financial advice.