UUU EFFECT: Shelf registration
DeFi Capital Markets, Inc.
Filed with the SEC on · accession 9999999995-26-003423
UUU filed a EFFECT (effect) with the SEC on Nov 3, 2026. A report the company filed with the SEC (the US market regulator).
Summary of the filing
DeFi Capital Markets, Inc. filed an EFFECT notice with the SEC, indicating that a registration statement has been declared effective.
Key details
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Click hereFrequently asked questions
What did UUU file with the SEC on Nov 3, 2026?
UUU filed a EFFECT (Shelf registration). DeFi Capital Markets, Inc. filed an EFFECT notice with the SEC, indicating that a registration statement has been declared effective.
What does a shelf registration mean for UUU stock?
New shares dilute existing holders and are often sold at a discount to the market price.
How do I read a EFFECT?
A report the company filed with the SEC (the US market regulator). Start with the summary, then the key amounts and names. Compare it with the company’s earlier filings.
Why are SEC filings important?
Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A EFFECT (effect): A report the company filed with the SEC (the US market regulator).
Other UUU SEC filings
- S-3 · Shelf registrationOct 26, 2026
- DEF 14A · SEC filingOct 20, 2026
- 8-K · SEC filingOct 15, 2026
- 8-K · SEC filingOct 9, 2026
- 8-K · SEC filingOct 7, 2026
- SCHEDULE 13D/A · SEC filingOct 1, 2026
- SCHEDULE 13D/A · Activist campaignAug 31, 2026
- SCHEDULE 13D/A · Activist campaignAug 21, 2026
- 10-Q · SEC filingAug 14, 2026
- 8-K · SEC filingAug 7, 2026
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