UPLD 8-K: Material agreement
Upland Software
Filed with the SEC on · accession 0001505155-26-000083
UPLD filed a 8-K (current report) with the SEC on Nov 9, 2026. Upland Software entered into a Dividend Waiver Agreement with Ulysses Aggregator, LP, an affiliate of HGGC, under which the holder of all 115,000 outstanding shares of Series A Convertible Preferred Stock permanently waived the accrual of 4.5% paid-in-kind dividends effective October 1, 2026. The stock moved -3.9% by the first close after the filing.
Summary of the filing
Upland Software entered into a Dividend Waiver Agreement with Ulysses Aggregator, LP, an affiliate of HGGC, under which the holder of all 115,000 outstanding shares of Series A Convertible Preferred Stock permanently waived the accrual of 4.5% paid-in-kind dividends effective October 1, 2026. The waiver can be revoked prospectively by a majority of Series A holders with at least 30 days' notice.
Key details
How UPLD stock reacted
Close before
$3.97
Nov 6, 2026
First close after
-3.90%
$3.81
5 trading days
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Since filing
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Click hereFrequently asked questions
What did UPLD file with the SEC on Nov 9, 2026?
UPLD filed a 8-K (Material agreement). Upland Software entered into a Dividend Waiver Agreement with Ulysses Aggregator, LP, an affiliate of HGGC, under which the holder of all 115,000 outstanding shares of Series A Convertible Preferred Stock permanently waived the accrual of 4.5% paid-in-kind dividends effective October 1, 2026. The waiver can be revoked prospectively by a majority of Series A holders with at least 30 days' notice.
What does a material agreement mean for UPLD stock?
A contract important enough that investors need to know about it — a big customer contract, a loan, a merger agreement or a partnership.
How do I read a 8-K?
A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.
Why are SEC filings important?
Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.
How did UPLD stock react to this filing?
UPLD closed at $3.97 before the filing and $3.81 on Nov 9, 2026 (-3.90%).
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