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TLPH SCHEDULE 13G/A: SEC filing

Rosalind Advisors, Inc. and related reporting persons

Filed with the SEC on · accession 0001622627-26-000032

TLPH filed a SCHEDULE 13G/A (schedule 13g/a) with the SEC on Nov 13, 2026. Rosalind Advisors, Inc. and related reporting persons filed an amended Schedule 13G indicating beneficial ownership of 11,877,825 shares of Talphera, Inc. common stock (9.9% on an as-converted basis), consisting of 4,134,144 shares of common stock, 2,941,180 warrants, and 4,802,501 pre-funded… The stock moved -12.5% by the first close after the filing.

Summary of the filing

Rosalind Advisors, Inc. and related reporting persons filed an amended Schedule 13G indicating beneficial ownership of 11,877,825 shares of Talphera, Inc. common stock (9.9% on an as-converted basis), consisting of 4,134,144 shares of common stock, 2,941,180 warrants, and 4,802,501 pre-funded warrants. Due to blocker provisions, actual exercisable beneficial ownership is approximately 7.96% (4,134,144 shares).

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Key details

Total beneficial ownership (as-converted, subject to blockers)$11.9M
Shares of common stock beneficially owned$4.1M
Shares issuable upon exercise of warrants$2.9M
Shares issuable upon exercise of pre-funded warrants$4.8M
Total common shares outstanding as of November 4, 2026$52.0M
IssuerTalphera, Inc.
Reporting person / investment advisorRosalind Advisors, Inc.
Reporting person / beneficial ownerRosalind Master Fund L.P.
President of rosalind advisors, inc. and portfolio managerSteven Salamon
Portfolio manager and member of rosalind advisors, inc.Gilad Aharon
Director of rosalind (cayman) ltd., general partner to rosalind master fund l.p.Mike McDonald

How TLPH stock reacted

Close before

$1.03

Nov 12, 2026

First close after

-12.46%

$0.91

5 trading days

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Since filing

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Frequently asked questions

What did TLPH file with the SEC on Nov 13, 2026?

TLPH filed a SCHEDULE 13G/A (SEC filing). Rosalind Advisors, Inc. and related reporting persons filed an amended Schedule 13G indicating beneficial ownership of 11,877,825 shares of Talphera, Inc. common stock (9.9% on an as-converted basis), consisting of 4,134,144 shares of common stock, 2,941,180 warrants, and 4,802,501 pre-funded warrants. Due to blocker provisions, actual exercisable beneficial ownership is approximately 7.96% (4,134,144 shares).

How do I read a SCHEDULE 13G/A?

A report the company filed with the SEC (the US market regulator). Start with the summary, then the key amounts and names. Compare it with the company’s earlier filings.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A SCHEDULE 13G/A (schedule 13g/a): A report the company filed with the SEC (the US market regulator).

How did TLPH stock react to this filing?

TLPH closed at $1.03 before the filing and $0.91 on Nov 13, 2026 (-12.46%).

Other TLPH SEC filings

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