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TIVC SCHEDULE 13D/A: Activist campaign

Filed with the SEC on · accession 0001753926-26-001421

TIVC filed a SCHEDULE 13D/A (schedule 13d/a) with the SEC on Aug 11, 2026. 3i, LP sent a letter to Valion Bio's board outlining a plan to invest up to $9 million under existing Series B/C terms, terminate CEO Michael Handley, replace Chair Sheryle Bolton with Maier Tarlow, and add two 3i-nominated directors.

Summary of the filing

3i, LP sent a letter to Valion Bio's board outlining a plan to invest up to $9 million under existing Series B/C terms, terminate CEO Michael Handley, replace Chair Sheryle Bolton with Maier Tarlow, and add two 3i-nominated directors. The investment is conditioned on a reconstituted board, continued Nasdaq listing, and adherence to an agreed operating plan.

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Key details

Total proposed investment by 3i under Series B/C terms$9.0M
Amount funded at closing$3.0M
Remaining amount funded in installments over two months$6.0M
Issuer/subject companyValion Bio, Inc.
Activist investor and proposed financier3i, LP
Chief executive officerMichael Handley
Chair of the board / directorSheryle Bolton
3i, lp managing member / incoming chairmanMaier Tarlow
Board nominees3i-nominated directors

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Frequently asked questions

What did TIVC file with the SEC on Aug 11, 2026?

TIVC filed a SCHEDULE 13D/A (Activist campaign). 3i, LP sent a letter to Valion Bio's board outlining a plan to invest up to $9 million under existing Series B/C terms, terminate CEO Michael Handley, replace Chair Sheryle Bolton with Maier Tarlow, and add two 3i-nominated directors. The investment is conditioned on a reconstituted board, continued Nasdaq listing, and adherence to an agreed operating plan.

What does a activist campaign mean for TIVC stock?

A settlement removes uncertainty; the stock often reacts to whether the amount is bigger or smaller than investors expected.

How do I read a SCHEDULE 13D/A?

A report the company filed with the SEC (the US market regulator). Start with the summary, then the key amounts and names. Compare it with the company’s earlier filings.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A SCHEDULE 13D/A (schedule 13d/a): A report the company filed with the SEC (the US market regulator).

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