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SWRD 424B3: Material agreement

Stewards, Inc.

Filed with the SEC on · accession 0001663577-26-000335

SWRD filed a 424B3 (prospectus (offering)) with the SEC on Nov 4, 2026. Stewards, Inc. entered into a securities purchase agreement with Crom Structured Opportunities Fund I, LP for up to $22 million in convertible promissory notes, issuing an initial $6.05 million note for $5.5 million. The stock moved -4.2% by the first close after the filing.

Summary of the filing

Stewards, Inc. entered into a securities purchase agreement with Crom Structured Opportunities Fund I, LP for up to $22 million in convertible promissory notes, issuing an initial $6.05 million note for $5.5 million. The filing also updates the resale prospectus for 20,621,250 shares of common stock.

For details, click here →How to read a 424B3 →

Key details

Aggregate principal amount of convertible notes$22.0M
Aggregate purchase price for notes$20.0M
Initial note principal amount$6.0M
Initial note purchase price$5.5M
IssuerStewards, Inc.
InvestorCrom Structured Opportunities Fund I, LP

How SWRD stock reacted

Close before

$3.08

Nov 3, 2026

First close after

-4.22%

$2.95

5 trading days

—

Since filing

-20.13%

$2.46

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Frequently asked questions

What did SWRD file with the SEC on Nov 4, 2026?

SWRD filed a 424B3 (Material agreement). Stewards, Inc. entered into a securities purchase agreement with Crom Structured Opportunities Fund I, LP for up to $22 million in convertible promissory notes, issuing an initial $6.05 million note for $5.5 million. The filing also updates the resale prospectus for 20,621,250 shares of common stock.

What does a material agreement mean for SWRD stock?

A contract important enough that investors need to know about it — a big customer contract, a loan, a merger agreement or a partnership.

How do I read a 424B3?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B3 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did SWRD stock react to this filing?

SWRD closed at $3.08 before the filing and $2.95 on Nov 4, 2026 (-4.22%).

Other SWRD SEC filings

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