SHFS 8-K: Delisting notice

Filed with the SEC on · accession 0001493152-26-051499

SHFS filed a 8-K (current report) with the SEC on Nov 12, 2026. SHF Holdings received a Nasdaq staff determination to delist its Common Stock and warrants after the stock traded at or below $0.10 for ten consecutive trading days, despite a prior extension to regain compliance with the $1.00 minimum bid price requirement. The stock moved -8.2% by the first close after the filing.

Summary of the filing

SHF Holdings received a Nasdaq staff determination to delist its Common Stock and warrants after the stock traded at or below $0.10 for ten consecutive trading days, despite a prior extension to regain compliance with the $1.00 minimum bid price requirement. The company also disclosed a waiver extending the deadline to file an additional registration statement to November 13, 2026.

Key details

Aggregate shares of Series B Convertible Preferred Stock issued and soldshares 31K
Adjusted conversion price of Series B Preferred Stock$0
Minimum closing bid price requirement for continued Nasdaq listing$1
Closing bid price threshold triggering delisting determination$0
RegistrantSHF Holdings, Inc.
Listing exchangeThe Nasdaq Stock Market LLC
Required holder under purchase agreementCREO Investments LLC

How SHFS stock reacted

Close before

$0.02

Nov 11, 2026

First close after

-8.16%

$0.02

5 trading days

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Since filing

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Frequently asked questions

What did SHFS file with the SEC on Nov 12, 2026?

SHFS filed a 8-K (Delisting notice). SHF Holdings received a Nasdaq staff determination to delist its Common Stock and warrants after the stock traded at or below $0.10 for ten consecutive trading days, despite a prior extension to regain compliance with the $1.00 minimum bid price requirement. The company also disclosed a waiver extending the deadline to file an additional registration statement to November 13, 2026.

What does a delisting notice mean for SHFS stock?

The stock often falls sharply. In a Chapter 11 reorganization existing shares are frequently cancelled or heavily diluted; in Chapter 7 the company is liquidated and shareholders are paid last, usually nothing.

How do I read a 8-K?

A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

How did SHFS stock react to this filing?

SHFS closed at $0.02 before the filing and $0.02 on Nov 12, 2026 (-8.16%).

Other SHFS SEC filings

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