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SCHW 8-K: SEC filing

Charles Schwab

Filed with the SEC on · accession 0001193125-26-458663

SCHW filed a 8-K (current report) with the SEC on Nov 12, 2026. Charles Schwab issued $3.0 billion in senior notes across three tranches: $300 million floating rate notes due 2030, $1.3 billion 5.334% fixed-to-floating notes due 2030, and $1.4 billion 5.732% fixed-to-floating notes due 2034. The stock moved -0.5% by the first close after the filing.

Summary of the filing

Charles Schwab issued $3.0 billion in senior notes across three tranches: $300 million floating rate notes due 2030, $1.3 billion 5.334% fixed-to-floating notes due 2030, and $1.4 billion 5.732% fixed-to-floating notes due 2034. Net proceeds were approximately $2.982 billion after underwriting discounts and expenses.

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Key details

Aggregate principal amount of Floating Rate Notes due 2030$300.0M
Aggregate principal amount of 5.334% Fixed-to-Floating Rate Senior Notes due 2030$1.3B
Aggregate principal amount of 5.732% Fixed-to-Floating Rate Senior Notes due 2034$1.4B
Net proceeds from the offering after underwriting discounts and estimated offering expenses$3.0B
IssuerThe Charles Schwab Corporation
Underwriter representativeCitigroup Global Markets Inc.
Underwriter representativeGoldman Sachs & Co. LLC
Underwriter representativeJ.P. Morgan Securities LLC
Underwriter representativeTD Securities (USA) LLC
Underwriter representativeWells Fargo Securities, LLC
TrusteeThe Bank of New York Mellon Trust Company, N.A.
Legal counselWachtell, Lipton, Rosen & Katz
Managing director and chief financial officerMichael Verdeschi

How SCHW stock reacted

Close before

$92.78

Nov 11, 2026

First close after

-0.47%

$92.34

5 trading days

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Since filing

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Frequently asked questions

What did SCHW file with the SEC on Nov 12, 2026?

SCHW filed a 8-K (SEC filing). Charles Schwab issued $3.0 billion in senior notes across three tranches: $300 million floating rate notes due 2030, $1.3 billion 5.334% fixed-to-floating notes due 2030, and $1.4 billion 5.732% fixed-to-floating notes due 2034. Net proceeds were approximately $2.982 billion after underwriting discounts and expenses.

How do I read a 8-K?

A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

How did SCHW stock react to this filing?

SCHW closed at $92.78 before the filing and $92.34 on Nov 12, 2026 (-0.47%).

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