SEPTInvestingStart Free

RY 424B2: SEC filing

Filed with the SEC on · accession 0000950103-26-017118

RY filed a 424B2 (prospectus (offering)) with the SEC on Nov 6, 2026. Royal Bank of Canada is offering Auto-Callable Enhanced Return Dual Directional Barrier Notes linked to an equally weighted basket of ten technology stocks, due November 14, 2031. The stock moved -1.3% by the first close after the filing.

Summary of the filing

Royal Bank of Canada is offering Auto-Callable Enhanced Return Dual Directional Barrier Notes linked to an equally weighted basket of ten technology stocks, due November 14, 2031. The notes offer a 10% return if automatically called, 127.75% participation in basket gains, and 1:1 downside exposure below a 70% barrier.

For details, click here →How to read a 424B2 →

Key details

Underwriting discount and commissions per note$18
Proceeds to Royal Bank of Canada per note$982
Maximum structuring fee per note$7
Estimated initial value per note (low end)$921
Estimated initial value per note (high end)$971
IssuerRoyal Bank of Canada
UnderwriterRBC Capital Markets, LLC
Basket underlierAmazon.com, Inc.
Basket underlierBroadcom Inc.
Basket underlierSalesforce, Inc.
Basket underlierAlphabet Inc.
Basket underlierMeta Platforms, Inc.
Basket underlierMicrosoft Corporation
Basket underlierServiceNow, Inc.
Basket underlierNVIDIA Corporation
Basket underlierPalo Alto Networks, Inc.
Basket underlierPalantir Technologies Inc.

How RY stock reacted

Close before

$203.76

Nov 5, 2026

First close after

-1.28%

$201.16

5 trading days

—

Since filing

+0.20%

$204.17

✦ Ask GOAX AI about this filing — what it means for RY, what changed since its last filings and what to watch next.

Try it free for 7 days

🔔 Want to stay updated on new SEC filings for RY?

Click here

Frequently asked questions

What did RY file with the SEC on Nov 6, 2026?

RY filed a 424B2 (SEC filing). Royal Bank of Canada is offering Auto-Callable Enhanced Return Dual Directional Barrier Notes linked to an equally weighted basket of ten technology stocks, due November 14, 2031. The notes offer a 10% return if automatically called, 127.75% participation in basket gains, and 1:1 downside exposure below a 70% barrier.

How do I read a 424B2?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B2 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did RY stock react to this filing?

RY closed at $203.76 before the filing and $201.16 on Nov 6, 2026 (-1.28%).

Other RY SEC filings

Get alerts when RY files with the SEC, plus live charts, key levels and news for 13,000+ stocks.

Try SEPT free for 7 days
RY overviewRY analysisRY newsLatest SEC filings