PTHS SCHEDULE 13G/A: SEC filing

3i, LP and affiliated reporting persons

Filed with the SEC on · accession 0001104659-26-126216

PTHS filed a SCHEDULE 13G/A (schedule 13g/a) with the SEC on Nov 12, 2026. 3i, LP and affiliated reporting persons filed Amendment No. 3 to their Schedule 13G, reporting beneficial ownership of 383,447 shares, or 9.99%, of Pelthos Therapeutics common stock as of September 30, 2026. The stock moved -14.5% by the first close after the filing.

Summary of the filing

3i, LP and affiliated reporting persons filed Amendment No. 3 to their Schedule 13G, reporting beneficial ownership of 383,447 shares, or 9.99%, of Pelthos Therapeutics common stock as of September 30, 2026. The holdings consist of 373,605 shares directly held and 9,842 shares issuable upon conversion of a $1,000,000 senior secured convertible note, subject to a 9.99% beneficial ownership blocker.

Key details

Original principal amount of senior secured convertible note held by 3i, LP$1.0M
Shares of common stock directly held by 3i, LP$374K
Shares issuable upon conversion of the note$10K
Total beneficial ownership shares$383K
Reporting person / beneficial owner3i, LP
General partner of 3i, lp / reporting person3i Management LLC
IssuerPelthos Therapeutics Inc.
Manager of 3i management llc, general partner of 3i, lpMaier Joshua Tarlow

How PTHS stock reacted

Close before

$9.39

Nov 11, 2026

First close after

-14.48%

$8.03

5 trading days

—

Since filing

—

✦ Ask GOAX AI about this filing — what it means for PTHS, what changed since its last filings and what to watch next.

Try it free for 7 days

🔔 Want to stay updated on new SEC filings for PTHS?

Click here

Frequently asked questions

What did PTHS file with the SEC on Nov 12, 2026?

PTHS filed a SCHEDULE 13G/A (SEC filing). 3i, LP and affiliated reporting persons filed Amendment No. 3 to their Schedule 13G, reporting beneficial ownership of 383,447 shares, or 9.99%, of Pelthos Therapeutics common stock as of September 30, 2026. The holdings consist of 373,605 shares directly held and 9,842 shares issuable upon conversion of a $1,000,000 senior secured convertible note, subject to a 9.99% beneficial ownership blocker.

How do I read a SCHEDULE 13G/A?

A report the company filed with the SEC (the US market regulator). Start with the summary, then the key amounts and names. Compare it with the company’s earlier filings.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A SCHEDULE 13G/A (schedule 13g/a): A report the company filed with the SEC (the US market regulator).

How did PTHS stock react to this filing?

PTHS closed at $9.39 before the filing and $8.03 on Nov 12, 2026 (-14.48%).

Other PTHS SEC filings

Get alerts when PTHS files with the SEC, plus live charts, key levels and news for 13,000+ stocks.

Try SEPT free for 7 days