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PSBD SCHEDULE 13G/A: SEC filing

Mariner, LLC and its parent Mariner Wealth Advisors, LLC

Filed with the SEC on · accession 0001580642-26-007636

PSBD filed a SCHEDULE 13G/A (schedule 13g/a) with the SEC on Nov 10, 2026. Mariner, LLC and its parent Mariner Wealth Advisors, LLC filed an amended Schedule 13G reporting beneficial ownership of 3,198,268 shares, or 10.6%, of Palmer Square Capital BDC Inc. common stock as of September 30, 2026. The stock moved +0.5% by the first close after the filing.

Summary of the filing

Mariner, LLC and its parent Mariner Wealth Advisors, LLC filed an amended Schedule 13G reporting beneficial ownership of 3,198,268 shares, or 10.6%, of Palmer Square Capital BDC Inc. common stock as of September 30, 2026. The filing is a passive investment disclosure with no intent to influence control of the issuer.

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Key details

Shares of common stock beneficially owned$3.2M
Percent of class beneficially ownedPCT 11
Shares of common stock outstanding as of November 3, 2026$30.1M
Reporting person / registered investment adviser holding 10.6% of common stockMariner, LLC
Parent company and co-reporting personMariner Wealth Advisors, LLC
Issuer of the securitiesPalmer Square Capital BDC Inc.
Chief risk officer & chief compliance officer, mariner, llcAnne Dorian

How PSBD stock reacted

Close before

$9.88

Nov 9, 2026

First close after

+0.51%

$9.93

5 trading days

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Since filing

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Frequently asked questions

What did PSBD file with the SEC on Nov 10, 2026?

PSBD filed a SCHEDULE 13G/A (SEC filing). Mariner, LLC and its parent Mariner Wealth Advisors, LLC filed an amended Schedule 13G reporting beneficial ownership of 3,198,268 shares, or 10.6%, of Palmer Square Capital BDC Inc. common stock as of September 30, 2026. The filing is a passive investment disclosure with no intent to influence control of the issuer.

How do I read a SCHEDULE 13G/A?

A report the company filed with the SEC (the US market regulator). Start with the summary, then the key amounts and names. Compare it with the company’s earlier filings.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A SCHEDULE 13G/A (schedule 13g/a): A report the company filed with the SEC (the US market regulator).

How did PSBD stock react to this filing?

PSBD closed at $9.88 before the filing and $9.93 on Nov 10, 2026 (+0.51%).

Other PSBD SEC filings

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