OXLCM SCHEDULE 13G/A: SEC filing
Leroy Scott Frantz
Filed with the SEC on · accession 0001213900-26-119194
OXLCM filed a SCHEDULE 13G/A (schedule 13g/a) with the SEC on Nov 13, 2026. Leroy Scott Frantz filed an amended Schedule 13G reporting beneficial ownership of 400,000 shares of Oxford Lane Capital Corp. preferred stock, representing 4.17% of the total cumulative term preferred shares outstanding. The stock moved -0.1% by the first close after the filing.
Summary of the filing
Leroy Scott Frantz filed an amended Schedule 13G reporting beneficial ownership of 400,000 shares of Oxford Lane Capital Corp. preferred stock, representing 4.17% of the total cumulative term preferred shares outstanding. The filing is a passive investment disclosure under Rule 13d-1(c).
Key details
How OXLCM stock reacted
Close before
$24.80
Nov 12, 2026
First close after
-0.06%
$24.79
5 trading days
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Since filing
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Click hereFrequently asked questions
What did OXLCM file with the SEC on Nov 13, 2026?
OXLCM filed a SCHEDULE 13G/A (SEC filing). Leroy Scott Frantz filed an amended Schedule 13G reporting beneficial ownership of 400,000 shares of Oxford Lane Capital Corp. preferred stock, representing 4.17% of the total cumulative term preferred shares outstanding. The filing is a passive investment disclosure under Rule 13d-1(c).
How do I read a SCHEDULE 13G/A?
A report the company filed with the SEC (the US market regulator). Start with the summary, then the key amounts and names. Compare it with the company’s earlier filings.
Why are SEC filings important?
Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A SCHEDULE 13G/A (schedule 13g/a): A report the company filed with the SEC (the US market regulator).
How did OXLCM stock react to this filing?
OXLCM closed at $24.80 before the filing and $24.79 on Nov 13, 2026 (-0.06%).
Other OXLCM SEC filings
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