NTRS 424B5: Shelf registration

Northern Trust Corporation

Filed with the SEC on · accession 0001193125-26-448777

NTRS filed a 424B5 (prospectus (offering)) with the SEC on Nov 5, 2026. Northern Trust Corporation filed a preliminary prospectus supplement for an offering of senior notes due 2031 and 2036. The stock moved -3.7% by the first close after the filing.

Summary of the filing

Northern Trust Corporation filed a preliminary prospectus supplement for an offering of senior notes due 2031 and 2036. The offering amounts, interest rates, and pricing terms are left blank as the filing is subject to completion.

Key details

IssuerNorthern Trust Corporation
Joint book-running managerBofA Securities
Joint book-running managerCitigroup
Joint book-running managerGoldman Sachs & Co. LLC
Joint book-running managerMorgan Stanley
Joint book-running managerSiebert Williams Shank

How NTRS stock reacted

Close before

$178.02

Nov 4, 2026

First close after

-3.72%

$171.39

5 trading days

—

Since filing

-0.07%

$177.89

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Frequently asked questions

What did NTRS file with the SEC on Nov 5, 2026?

NTRS filed a 424B5 (Shelf registration). Northern Trust Corporation filed a preliminary prospectus supplement for an offering of senior notes due 2031 and 2036. The offering amounts, interest rates, and pricing terms are left blank as the filing is subject to completion.

What does a shelf registration mean for NTRS stock?

New shares dilute existing holders and are often sold at a discount to the market price.

How do I read a 424B5?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B5 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did NTRS stock react to this filing?

NTRS closed at $178.02 before the filing and $171.39 on Nov 5, 2026 (-3.72%).

Other NTRS SEC filings

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