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Stocks/NCPL/SEC Filings/8-K Nov 9, 2026

NCPL 8-K: Late filing

Filed with the SEC on Nov 9, 2026 ยท accession 0001493152-26-050625

NCPL filed a 8-K (current report) with the SEC on Nov 9, 2026. A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

Summary of the filing

Netcapital Inc. received Nasdaq delinquency notices for failing to timely file its FY2026 Form 10-K and Q1 FY2027 Form 10-Q, but on November 5, 2026 Nasdaq granted the company an exception to regain compliance by filing the delinquent reports on or before February 9, 2027.

For details, click here โ†’How to read a 8-K โ†’

Key details

RegistrantNetcapital Inc.
Listing exchange that granted compliance exceptionThe Nasdaq Stock Market LLC
Chief executive officerTodd Violette

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Frequently asked questions

What did NCPL file with the SEC on Nov 9, 2026?

NCPL filed a 8-K (Late filing). Netcapital Inc. received Nasdaq delinquency notices for failing to timely file its FY2026 Form 10-K and Q1 FY2027 Form 10-Q, but on November 5, 2026 Nasdaq granted the company an exception to regain compliance by filing the delinquent reports on or before February 9, 2027.

What does a late filing mean for NCPL stock?

The stock often falls sharply. In a Chapter 11 reorganization existing shares are frequently cancelled or heavily diluted; in Chapter 7 the company is liquidated and shareholders are paid last, usually nothing.

How do I read a 8-K?

A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value โ€” results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

Other NCPL SEC filings

  • 8-K ยท Material agreementOct 20, 2026
  • SCHEDULE 13G ยท SEC filingOct 16, 2026
  • 8-K ยท Auditor changeOct 14, 2026
  • 8-K ยท Delisting noticeSep 25, 2026

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Source: SEC EDGAR filing 0001493152-26-050625. The summary and key details are extracted by SEPT from the filing and may contain errors. Price reaction uses daily closing prices. Not financial advice.