LOCL 8-K: SEC filing

Filed with the SEC on · accession 0001628280-26-071682

LOCL filed a 8-K (current report) with the SEC on Nov 6, 2026. A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

Summary of the filing

Local Bounti stockholders approved the issuance of up to 12,563,309 shares upon conversion of a convertible note and up to 1,000,000 shares underlying a warrant, both issued to U.S. Bounti, LLC, for NYSE compliance purposes.

Key details

Shares issuable upon conversion of convertible noteshares 12.6M
Shares underlying common stock purchase warrantshares 1.0M
RegistrantLocal Bounti Corporation
Convertible note and warrant holderU.S. Bounti, LLC
President and chief executive officerKathleen Valiasek

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Frequently asked questions

What did LOCL file with the SEC on Nov 6, 2026?

LOCL filed a 8-K (SEC filing). Local Bounti stockholders approved the issuance of up to 12,563,309 shares upon conversion of a convertible note and up to 1,000,000 shares underlying a warrant, both issued to U.S. Bounti, LLC, for NYSE compliance purposes.

How do I read a 8-K?

A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

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