HTFC 8-K: SEC filing

Horizon Technology Finance

Filed with the SEC on · accession 0001437749-26-035294

HTFC filed a 8-K (current report) with the SEC on Nov 5, 2026. Horizon Technology Finance reported Q3 2026 net investment income of $12.3 million ($0.19/share) and NAV of $5.56/share, with a debt portfolio yield of 14.7% and backlog growing 14% to $351 million. The stock moved -0.3% by the first close after the filing.

Summary of the filing

Horizon Technology Finance reported Q3 2026 net investment income of $12.3 million ($0.19/share) and NAV of $5.56/share, with a debt portfolio yield of 14.7% and backlog growing 14% to $351 million. The company also appointed Manuel Henriquez to the new role of Chief Growth and Strategy Officer.

Key details

Net investment income$12.3M
Net investment income per share$0
Net asset value per share$6
Total investment portfolio$650.3M
Committed, approved and awarded backlog$351.0M
Funded loans$98.4M
Cash and committed credit facility capacity$386.8M
Shares repurchased$2.0M
Weighted-average repurchase price per share$5
Declared monthly distribution per share$0
IssuerHorizon Technology Finance Corporation
AffiliateMonroe Capital
Chief executive officerMike Balkin
Chief growth and strategy officerManuel Henriquez

How HTFC stock reacted

Close before

$25.00

Nov 4, 2026

First close after

-0.28%

$24.93

5 trading days

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Since filing

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Frequently asked questions

What did HTFC file with the SEC on Nov 5, 2026?

HTFC filed a 8-K (SEC filing). Horizon Technology Finance reported Q3 2026 net investment income of $12.3 million ($0.19/share) and NAV of $5.56/share, with a debt portfolio yield of 14.7% and backlog growing 14% to $351 million. The company also appointed Manuel Henriquez to the new role of Chief Growth and Strategy Officer.

How do I read a 8-K?

A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

How did HTFC stock react to this filing?

HTFC closed at $25.00 before the filing and $24.93 on Nov 5, 2026 (-0.28%).

Other HTFC SEC filings

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