GWH 424B3: Secondary offering

ESS Tech, Inc.

Filed with the SEC on · accession 0001628280-26-062290

GWH filed a 424B3 (prospectus (offering)) with the SEC on Sep 16, 2026. The final terms of an offering of shares or bonds. The stock moved +0.9% by the first close after the filing.

Summary of the filing

ESS Tech, Inc. filed a prospectus for the resale of up to 13,120,000 shares of common stock by selling securityholders upon exercise of outstanding warrants, with potential cash proceeds to the company of up to $6.6 million.

Key details

Maximum shares offered$13.1M
Potential proceeds from warrant exercise$6.6M
Last sale price per share$0
IssuerESS Tech, Inc.
Placement agentRoth Capital Partners, LLC

How GWH stock reacted

Close before

$0.33

Sep 15, 2026

First close after

+0.93%

$0.34

5 trading days

+18.24%

$0.39

Since filing

-53.06%

$0.16

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Frequently asked questions

What did GWH file with the SEC on Sep 16, 2026?

GWH filed a 424B3 (Secondary offering). ESS Tech, Inc. filed a prospectus for the resale of up to 13,120,000 shares of common stock by selling securityholders upon exercise of outstanding warrants, with potential cash proceeds to the company of up to $6.6 million.

What does a secondary offering mean for GWH stock?

New shares dilute existing holders and are often sold at a discount to the market price.

How do I read a 424B3?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B3 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did GWH stock react to this filing?

GWH closed at $0.33 before the filing and $0.34 on Sep 16, 2026 (+0.93%). Five trading days later: $0.39 (+18.24%).

Other GWH SEC filings

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