GROW 10-Q: SEC filing

U.S. Global Investors

Filed with the SEC on · accession 0001437749-26-036578

GROW filed a 10-Q (quarterly report) with the SEC on Nov 12, 2026. The quarterly report: unaudited results for the quarter plus management’s comments.

Summary of the filing

U.S. Global Investors filed its quarterly 10-Q for the period ended September 30, 2026, reporting routine financial results and investment portfolio activity, including a prior-year non-cash exchange of senior notes for equity securities.

Key details

Net unrealized gain on equity securities under measurement alternative (prior-year quarter)$1.3M
New right-of-use assets recognized in exchange for lease liabilities (prior-year quarter)$92K

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Frequently asked questions

What did GROW file with the SEC on Nov 12, 2026?

GROW filed a 10-Q (SEC filing). U.S. Global Investors filed its quarterly 10-Q for the period ended September 30, 2026, reporting routine financial results and investment portfolio activity, including a prior-year non-cash exchange of senior notes for equity securities.

How do I read a 10-Q?

The quarterly report: unaudited results for the quarter plus management’s comments. Compare revenue, margins and cash flow with the same quarter last year. Check MD&A for guidance changes and what drove the quarter.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 10-Q (quarterly report): The quarterly report: unaudited results for the quarter plus management’s comments.

Other GROW SEC filings

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