FDUS 424B3: Shelf registration

Fidus Investment Corporation

Filed with the SEC on · accession 0001193125-26-450201

FDUS filed a 424B3 (prospectus (offering)) with the SEC on Nov 5, 2026. Fidus Investment Corporation filed a 424B3 prospectus supplement updating the status of its at-the-market (ATM) equity offering program, under which it has sold approximately 15.1 million shares for gross proceeds of about $301.3 million since November 2022, with roughly $98.7 million remaining… The stock moved -1.0% by the first close after the filing.

Summary of the filing

Fidus Investment Corporation filed a 424B3 prospectus supplement updating the status of its at-the-market (ATM) equity offering program, under which it has sold approximately 15.1 million shares for gross proceeds of about $301.3 million since November 2022, with roughly $98.7 million remaining available for sale.

Key details

Maximum aggregate offering amount under ATM program$400.0M
Gross proceeds from ATM sales since November 2022$301.3M
Net proceeds from ATM sales since November 2022$297.3M
Remaining amount available for sale under ATM program$98.7M
Estimated offering expenses$1.4M
IssuerFidus Investment Corporation
Sales agentRaymond James & Associates, Inc.
Sales agentB. Riley Securities, Inc.
Investment adviserFidus Investment Advisors, LLC

How FDUS stock reacted

Close before

$19.70

Nov 4, 2026

First close after

-1.02%

$19.50

5 trading days

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Since filing

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Frequently asked questions

What did FDUS file with the SEC on Nov 5, 2026?

FDUS filed a 424B3 (Shelf registration). Fidus Investment Corporation filed a 424B3 prospectus supplement updating the status of its at-the-market (ATM) equity offering program, under which it has sold approximately 15.1 million shares for gross proceeds of about $301.3 million since November 2022, with roughly $98.7 million remaining available for sale.

What does a shelf registration mean for FDUS stock?

New shares dilute existing holders and are often sold at a discount to the market price.

How do I read a 424B3?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B3 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did FDUS stock react to this filing?

FDUS closed at $19.70 before the filing and $19.50 on Nov 5, 2026 (-1.02%).

Other FDUS SEC filings

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