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ETD SCHEDULE 13D/A: Activist campaign

Filed with the SEC on · accession 0000921895-26-002982

ETD filed a SCHEDULE 13D/A (schedule 13d/a) with the SEC on Nov 9, 2026. DGB Investment's director nominees (Doug Bergeron, Kristine E. The stock moved +1.3% by the first close after the filing.

Summary of the filing

DGB Investment's director nominees (Doug Bergeron, Kristine E. Miller, and Steve Oblak) were elected to Ethan Allen's board at the 2026 annual meeting, and the activist group agreement was terminated. The reporting group now beneficially owns approximately 5.2% of the company.

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Key details

Shares beneficially owned by DGB Investment$1.1M
Aggregate shares beneficially owned by reporting group$1.3M
Subject companyEthan Allen Interiors Inc.
Activist investor / reporting personDGB Investment, Inc.
President of dgb investment, inc. and director nomineeDouglas G. Bergeron
Director nomineeKristine E. Miller
Director nomineeSteve Oblak
Reporting personJennifer M. Harrison

How ETD stock reacted

Close before

$20.07

Nov 6, 2026

First close after

+1.35%

$20.34

5 trading days

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Since filing

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Frequently asked questions

What did ETD file with the SEC on Nov 9, 2026?

ETD filed a SCHEDULE 13D/A (Activist campaign). DGB Investment's director nominees (Doug Bergeron, Kristine E. Miller, and Steve Oblak) were elected to Ethan Allen's board at the 2026 annual meeting, and the activist group agreement was terminated. The reporting group now beneficially owns approximately 5.2% of the company.

What does a activist campaign mean for ETD stock?

A settlement removes uncertainty; the stock often reacts to whether the amount is bigger or smaller than investors expected.

How do I read a SCHEDULE 13D/A?

A report the company filed with the SEC (the US market regulator). Start with the summary, then the key amounts and names. Compare it with the company’s earlier filings.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A SCHEDULE 13D/A (schedule 13d/a): A report the company filed with the SEC (the US market regulator).

How did ETD stock react to this filing?

ETD closed at $20.07 before the filing and $20.34 on Nov 9, 2026 (+1.35%).

Other ETD SEC filings

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