DOUG 8-K: Cfo change

Filed with the SEC on · accession 0001878897-26-000055

DOUG filed a 8-K (current report) with the SEC on Nov 13, 2026. Douglas Elliman's CFO James B. Kirkland III retired effective November 13, 2026, and General Counsel Bradley H. The stock moved -2.1% by the first close after the filing.

Summary of the filing

Douglas Elliman's CFO James B. Kirkland III retired effective November 13, 2026, and General Counsel Bradley H. Brodie stepped down the same day. Heather Capriola was appointed CFO and Deva Roberts was appointed General Counsel, both effective immediately.

Key details

Kirkland severance pay (one year base salary)$650K
Kirkland pro-rated 2026 bonus$369K
Kirkland retention payment$150K
Kirkland unused vacation payment$40K
Brodie lump sum payment$144K
Brodie severance pay (six months base salary)$288K
RegistrantDouglas Elliman Inc.
SubsidiaryDouglas Elliman Realty, LLC
Executive vice president, treasurer and chief financial officerJames B. Kirkland III
Senior vice president, general counsel and secretaryBradley H. Brodie
Executive vice president, treasurer and chief financial officerHeather Capriola
Vice president, general counsel and secretaryDeva Roberts

How DOUG stock reacted

Close before

$1.70

Nov 12, 2026

First close after

-2.06%

$1.67

5 trading days

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Since filing

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Frequently asked questions

What did DOUG file with the SEC on Nov 13, 2026?

DOUG filed a 8-K (Cfo change). Douglas Elliman's CFO James B. Kirkland III retired effective November 13, 2026, and General Counsel Bradley H. Brodie stepped down the same day. Heather Capriola was appointed CFO and Deva Roberts was appointed General Counsel, both effective immediately.

What does a cfo change mean for DOUG stock?

Not always. A planned retirement with a successor is usually calm; a sudden departure “effective immediately”, especially of a CFO or near results, often worries investors.

How do I read a 8-K?

A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

How did DOUG stock react to this filing?

DOUG closed at $1.70 before the filing and $1.67 on Nov 13, 2026 (-2.06%).

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