CAPS 8-K: Material agreement
Filed with the SEC on · accession 0001437749-26-035720
CAPS filed a 8-K (current report) with the SEC on Nov 9, 2026. Capstone Holding Corp. amended its senior secured convertible note with 3i, LP to extend the maturity date from October 22, 2026 to December 13, 2027 and waive existing default enforcement, and amended its common stock purchase agreement with Tumim Stone Capital to extend the term to January 1,… The stock moved +10.0% by the first close after the filing.
Summary of the filing
Capstone Holding Corp. amended its senior secured convertible note with 3i, LP to extend the maturity date from October 22, 2026 to December 13, 2027 and waive existing default enforcement, and amended its common stock purchase agreement with Tumim Stone Capital to extend the term to January 1, 2028.
Key details
How CAPS stock reacted
Close before
$1.90
Nov 6, 2026
First close after
+10.00%
$2.09
5 trading days
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Since filing
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Click hereFrequently asked questions
What did CAPS file with the SEC on Nov 9, 2026?
CAPS filed a 8-K (Material agreement). Capstone Holding Corp. amended its senior secured convertible note with 3i, LP to extend the maturity date from October 22, 2026 to December 13, 2027 and waive existing default enforcement, and amended its common stock purchase agreement with Tumim Stone Capital to extend the term to January 1, 2028.
What does a material agreement mean for CAPS stock?
A contract important enough that investors need to know about it — a big customer contract, a loan, a merger agreement or a partnership.
How do I read a 8-K?
A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.
Why are SEC filings important?
Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.
How did CAPS stock react to this filing?
CAPS closed at $1.90 before the filing and $2.09 on Nov 9, 2026 (+10.00%).
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