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BIVI 8-K: Secondary offering

BioVie Inc.

Filed with the SEC on · accession 0001520138-26-000460

BIVI filed a 8-K (current report) with the SEC on Nov 6, 2026. BioVie Inc. entered into a securities purchase agreement for a registered direct offering of 960,000 shares of Class A common stock at $1.60 per share and 2,002,500 pre-funded warrants at $1.5999 per warrant, plus a concurrent private placement of 2,962,500 common warrants. The stock moved +9.9% by the first close after the filing.

Summary of the filing

BioVie Inc. entered into a securities purchase agreement for a registered direct offering of 960,000 shares of Class A common stock at $1.60 per share and 2,002,500 pre-funded warrants at $1.5999 per warrant, plus a concurrent private placement of 2,962,500 common warrants. The offering closed on November 5, 2026, raising approximately $4.74 million in gross proceeds for working capital and general corporate purposes.

For details, click here →How to read a 8-K →

Key details

Aggregate gross proceeds from offering$4.7M
Offering price per share of Class A common stock$2
Offering price per pre-funded warrant$2
Exercise price per pre-funded warrant$0
Exercise price per common warrant$2
Placement agent cash fee percentage$7
IssuerBioVie Inc.
Placement agentA.G.P./Alliance Global Partners
Legal counsel for validity of shares and pre-funded warrant sharesFennemore Craig, P.C.
Legal counsel for validity of pre-funded warrantsMcGuireWoods LLP

How BIVI stock reacted

Close before

$1.21

Nov 5, 2026

First close after

+9.92%

$1.33

5 trading days

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Since filing

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Frequently asked questions

What did BIVI file with the SEC on Nov 6, 2026?

BIVI filed a 8-K (Secondary offering). BioVie Inc. entered into a securities purchase agreement for a registered direct offering of 960,000 shares of Class A common stock at $1.60 per share and 2,002,500 pre-funded warrants at $1.5999 per warrant, plus a concurrent private placement of 2,962,500 common warrants. The offering closed on November 5, 2026, raising approximately $4.74 million in gross proceeds for working capital and general corporate purposes.

What does a secondary offering mean for BIVI stock?

New shares dilute existing holders and are often sold at a discount to the market price.

How do I read a 8-K?

A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

How did BIVI stock react to this filing?

BIVI closed at $1.21 before the filing and $1.33 on Nov 6, 2026 (+9.92%).

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