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BENF 8-K: Delisting notice

Filed with the SEC on · accession 0001493152-26-051417

BENF filed a 8-K (current report) with the SEC on Nov 12, 2026. Beneficient received a Nasdaq notification that its market value of listed securities (MVLS) fell below the $35 million minimum required for continued listing on the Nasdaq Capital Market for 30 consecutive business days. The stock moved -4.1% by the first close after the filing.

Summary of the filing

Beneficient received a Nasdaq notification that its market value of listed securities (MVLS) fell below the $35 million minimum required for continued listing on the Nasdaq Capital Market for 30 consecutive business days. The company has until May 4, 2027 to regain compliance, and the notice has no immediate effect on trading.

For details, click here →How to read a 8-K →

Key details

Minimum market value of listed securities required for continued listing$35.0M
RegistrantBeneficient
Listing exchange issuing the deficiency noticeNasdaq Stock Market LLC
Chief financial officerGregory W. Ezell

How BENF stock reacted

Close before

$0.68

Nov 11, 2026

First close after

-4.08%

$0.65

5 trading days

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Since filing

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Frequently asked questions

What did BENF file with the SEC on Nov 12, 2026?

BENF filed a 8-K (Delisting notice). Beneficient received a Nasdaq notification that its market value of listed securities (MVLS) fell below the $35 million minimum required for continued listing on the Nasdaq Capital Market for 30 consecutive business days. The company has until May 4, 2027 to regain compliance, and the notice has no immediate effect on trading.

What does a delisting notice mean for BENF stock?

The stock often falls sharply. In a Chapter 11 reorganization existing shares are frequently cancelled or heavily diluted; in Chapter 7 the company is liquidated and shareholders are paid last, usually nothing.

How do I read a 8-K?

A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

How did BENF stock react to this filing?

BENF closed at $0.68 before the filing and $0.65 on Nov 12, 2026 (-4.08%).

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