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Stocks/BABA/SEC Filings/6-K Nov 5, 2026

BABA 6-K: SEC filing

Filed with the SEC on Nov 5, 2026 · accession 0001104659-26-122960

BABA filed a 6-K (foreign company report) with the SEC on Nov 5, 2026. Alibaba Group furnished its monthly return to the Hong Kong Stock Exchange for October 2026, reporting movements in authorized share capital and issued shares. The stock moved +2.6% by the first close after the filing.

Summary of the filing

Alibaba Group furnished its monthly return to the Hong Kong Stock Exchange for October 2026, reporting movements in authorized share capital and issued shares. The filing is a routine regulatory submission with no material corporate event disclosed.

For details, click here →How to read a 6-K →

Key details

RegistrantAlibaba Group Holding Limited
Regulatory filing recipientThe Stock Exchange of Hong Kong Limited
Company secretaryKevin Jinwei ZHANG

How BABA stock reacted

Close before

$105.29

Nov 4, 2026

First close after

+2.64%

$108.07

5 trading days

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Since filing

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Frequently asked questions

What did BABA file with the SEC on Nov 5, 2026?

BABA filed a 6-K (SEC filing). Alibaba Group furnished its monthly return to the Hong Kong Stock Exchange for October 2026, reporting movements in authorized share capital and issued shares. The filing is a routine regulatory submission with no material corporate event disclosed.

How do I read a 6-K?

How foreign companies listed in the US report news and events — like an 8-K for them. Look at the exhibit names: "results", "resign", "notice" tell you the topic. Many 6-Ks are routine (meeting notices); results and leadership changes matter most.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 6-K (foreign company report): How foreign companies listed in the US report news and events — like an 8-K for them.

How did BABA stock react to this filing?

BABA closed at $105.29 before the filing and $108.07 on Nov 5, 2026 (+2.64%).

Other BABA SEC filings

  • 6-K · SEC filingNov 6, 2026
  • 6-K · SEC filingOct 7, 2026
  • 6-K · SEC filingSep 29, 2026
  • 6-K · SEC filingSep 22, 2026
  • 6-K · SEC filingSep 4, 2026
  • 6-K · Secondary offeringAug 26, 2026
  • 6-K · SEC filingAug 26, 2026
  • 6-K · Secondary offeringAug 24, 2026
  • 6-K · SEC filingAug 24, 2026
  • 6-K · SEC filingAug 20, 2026

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Source: SEC EDGAR filing 0001104659-26-122960. The summary and key details are extracted by SEPT from the filing and may contain errors. Price reaction uses daily closing prices. Not financial advice.