AUUD 8-K: Material agreement

Auddia Inc.

Filed with the SEC on · accession 0001683168-26-008388

AUUD filed a 8-K (current report) with the SEC on Nov 6, 2026. Auddia Inc. entered into Warrant Exchange Agreements with certain holders of its publicly traded warrants, agreeing to exchange each existing warrant for two shares of common stock.

Summary of the filing

Auddia Inc. entered into Warrant Exchange Agreements with certain holders of its publicly traded warrants, agreeing to exchange each existing warrant for two shares of common stock. Initially, 580,023 warrants will be exchanged for 1,160,045 shares, with an additional 4,135,539 warrants exchangeable for 8,271,077 shares subject to stockholder approval.

Key details

Initial warrants exchanged$580K
Initial shares issued upon exchange$1.2M
Additional warrants subject to stockholder approval$4.1M
Additional shares issuable upon exchange subject to stockholder approval$8.3M
IssuerAuddia Inc.
Chief financial officerJohn E. Mahoney

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Frequently asked questions

What did AUUD file with the SEC on Nov 6, 2026?

AUUD filed a 8-K (Material agreement). Auddia Inc. entered into Warrant Exchange Agreements with certain holders of its publicly traded warrants, agreeing to exchange each existing warrant for two shares of common stock. Initially, 580,023 warrants will be exchanged for 1,160,045 shares, with an additional 4,135,539 warrants exchangeable for 8,271,077 shares subject to stockholder approval.

What does a material agreement mean for AUUD stock?

A contract important enough that investors need to know about it — a big customer contract, a loan, a merger agreement or a partnership.

How do I read a 8-K?

A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

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