APVO 424B5: Shelf registration

Aptevo Therapeutics

Filed with the SEC on · accession 0001193125-26-441770

APVO filed a 424B5 (prospectus (offering)) with the SEC on Oct 30, 2026. Aptevo Therapeutics filed a prospectus supplement to amend its existing at-the-market (ATM) offering, increasing the amount it may sell under its S-3 shelf registration to up to $2,309,834 due to an increase in public float. The stock moved -1.5% by the first close after the filing.

Summary of the filing

Aptevo Therapeutics filed a prospectus supplement to amend its existing at-the-market (ATM) offering, increasing the amount it may sell under its S-3 shelf registration to up to $2,309,834 due to an increase in public float. The company has already sold 303,157 shares for gross proceeds of $11,799,276 under the prior prospectus.

Key details

Maximum additional shares that may be offered and sold under the ATM$2.3M
Aggregate gross proceeds from prior sales under the ATM$11.8M
Public float as of October 30, 2026$6.9M
IssuerAptevo Therapeutics Inc.
Sales agentRoth Capital Partners

How APVO stock reacted

Close before

$1.36

Oct 29, 2026

First close after

-1.47%

$1.34

5 trading days

-6.62%

$1.27

Since filing

-6.62%

$1.27

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Frequently asked questions

What did APVO file with the SEC on Oct 30, 2026?

APVO filed a 424B5 (Shelf registration). Aptevo Therapeutics filed a prospectus supplement to amend its existing at-the-market (ATM) offering, increasing the amount it may sell under its S-3 shelf registration to up to $2,309,834 due to an increase in public float. The company has already sold 303,157 shares for gross proceeds of $11,799,276 under the prior prospectus.

What does a shelf registration mean for APVO stock?

New shares dilute existing holders and are often sold at a discount to the market price.

How do I read a 424B5?

The final terms of an offering of shares or bonds. Look at price, number of shares and the discount to the market price. Large offerings dilute existing shareholders.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 424B5 (prospectus (offering)): The final terms of an offering of shares or bonds.

How did APVO stock react to this filing?

APVO closed at $1.36 before the filing and $1.34 on Oct 30, 2026 (-1.47%). Five trading days later: $1.27 (-6.62%).

Other APVO SEC filings

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