ALZN 8-K: Material agreement

Filed with the SEC on · accession 0001214659-26-013930

ALZN filed a 8-K (current report) with the SEC on Nov 10, 2026. Alzamend Neuro amended and restated its securities purchase agreement with affiliate Ault Lending, reducing the total preferred stock financing from $25 million to $10 million, with $7.5 million already funded and an additional $2.5 million to be purchased at a second closing. The stock moved -6.9% by the first close after the filing.

Summary of the filing

Alzamend Neuro amended and restated its securities purchase agreement with affiliate Ault Lending, reducing the total preferred stock financing from $25 million to $10 million, with $7.5 million already funded and an additional $2.5 million to be purchased at a second closing. The company also agreed to file a resale registration statement for the conversion shares by November 17, 2026.

Key details

Original maximum preferred stock financing$25.0M
Amended total preferred stock financing$10.0M
Initial tranche closing amount$7.5M
Second tranche closing amount$2.5M
IssuerAlzamend Neuro, Inc.
Purchaser and affiliateAult Lending, LLC

How ALZN stock reacted

Close before

$1.44

Nov 9, 2026

First close after

-6.88%

$1.34

5 trading days

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Since filing

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Frequently asked questions

What did ALZN file with the SEC on Nov 10, 2026?

ALZN filed a 8-K (Material agreement). Alzamend Neuro amended and restated its securities purchase agreement with affiliate Ault Lending, reducing the total preferred stock financing from $25 million to $10 million, with $7.5 million already funded and an additional $2.5 million to be purchased at a second closing. The company also agreed to file a resale registration statement for the conversion shares by November 17, 2026.

What does a material agreement mean for ALZN stock?

A contract important enough that investors need to know about it — a big customer contract, a loan, a merger agreement or a partnership.

How do I read a 8-K?

A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more. The "Item" number tells you the topic (e.g. 2.02 results, 5.02 executive change, 1.01 new agreement, 1.03 bankruptcy). Exhibits (99.1 press release) usually hold the details.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 8-K (current report): A report of a major event, filed within four business days: results, deals, leadership changes, bankruptcy and more.

How did ALZN stock react to this filing?

ALZN closed at $1.44 before the filing and $1.34 on Nov 10, 2026 (-6.88%).

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